SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/

(Last) (First) (Middle)
BANK OF AMERICA CORPORATE CENTER
100 NORTH TRYON ST

(Street)
CHARLOTTE NC 28255

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND [ AFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Variable Rate MuniFund Term Preferred Shares 08/28/2019 J(1)(2) 5,644 D(1) (1) 0 I By Subsidiary(2)(3)
Variable Rate MuniFund Term Preferred Shares 08/28/2019 J(1)(2) 5,754 A(1) (1) 9,285 I By Subsidiary(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/

(Last) (First) (Middle)
BANK OF AMERICA CORPORATE CENTER
100 NORTH TRYON ST

(Street)
CHARLOTTE NC 28255

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Banc of America Preferred Funding Corp

(Last) (First) (Middle)
214 NORTH TRYON STREET

(Street)
CHARLOTTE NC 28255

(City) (State) (Zip)
Explanation of Responses:
1. The 5,754 variable rate munifund term preferred shares (the "VMTP Shares") reported as acquired in Table I represent VMTP Shares (Series 2019) beneficially owned by Banc of America Preferred Funding Corporation ("PFC") (CUSIP No. 01864U601). The VMTP Shares (Series 2019) were acquired from the Issuer at a purchase price of $25,000 per share. The 5,644 VMTP Shares (Series 2015) reported as disposed of in Table I represent VMTP Shares (Series 2015) that were beneficially owned by PFC (CUSIP No. 01864U403). The VMTP Shares (Series 2015) were disposed of as a result of a redemption by the Issuer for a redemption price of $25,050.22082 per share (which includes a liquidation preference of $25,000 per share and accrued dividends of $50.22082 per share). PFC also owns 3,531 VMTP Shares (Series 2018) previously acquired and reported on prior to the date of this filing (CUSIP No. 01864U502). PFC is a wholly owned subsidiary of Bank of America Corporation.
2. This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC.
3. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
/s/ Ally Pecarro (Bank of America Corporation) 08/30/2019
/s/ Michael Jentis (Banc of America Preferred Funding Corporation) 08/30/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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EXHIBIT 99.1

JOINT FILING AGREEMENT

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
Date: August 30, 2019       BANK OF AMERICA CORPORATION
By: /s/Ally Pecarro
Name: Ally Pecarro
Title: Attorney-in-fact

BANC OF AMERICA PREFERRED FUNDING CORPORATION
By: /s/ Michael Jentis
Name: Michael Jentis
Title: Authorized Signatory

EXHIBIT 99.2

JOINT FILER INFORMATION


Item
 
Information
Name:
 
Banc of America Preferred Funding Corporation
 
Address:
 
214 North Tryon Street
Charlotte, North Carolina 28255
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
August 28, 2019
Issuer Name and Ticker or Trading Symbol:
 
 
AllianceBernstein National Municipal Income Fund, Inc. (AFB)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
Banc of America Preferred Funding Corporation
 
 
By: /s/ Michael Jentis
Name: Michael Jentis
Title: Authorized Signatory
Date: August 30, 2019