SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)
THIRD WAVE TECHNOLOGIES, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
88428w108
(CUSIP Number)
June 3, 2002
(Date of Event which Requires Filing of Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ]
Rule 13d-1(d)*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 88428w108 |
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1 |
NAMES OF REPORTING PERSONS: Bank of America Corporation I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-0906609 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) X |
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3 |
SEC Use Only |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER |
0 shares* |
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6 |
SHARED VOTING POWER |
4,417,450 shares |
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7 |
SOLE DISPOSITIVE POWER |
0 shares |
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8 |
SHARED DISPOSITIVE POWER |
4,417,450 shares |
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY |
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10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) |
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11 |
PERCENT OF CLASS REPRESENTED |
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12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC |
(1) The calculation of this percentage was derived from the Issuer's Quarterly Report on Form 10 Q for the three month period ended March 31, 2002, filed with the Commission on May 15, 2002, in which the Issuer stated that the number of shares of Common Stock outstanding as of March 31, 2002 was 39,402,351.
CUSIP No. 88428w108 |
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1 |
NAMES OF REPORTING PERSONS: NB Holdings Corporation I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-1857749 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) X |
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3 |
SEC Use Only |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER |
0 shares |
|
6 |
SHARED VOTING POWER |
4,417,450 shares |
||
7 |
SOLE DISPOSITIVE POWER |
0 shares |
||
8 |
SHARED DISPOSITIVE POWER |
4,417,450 shares |
||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) |
|||
11 |
PERCENT OF CLASS REPRESENTED |
|||
12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC |
(2) The calculation of this percentage was derived from the Issuer's Quarterly Report on Form 10 Q for the three month period ended March 31, 2002, filed with the Commission on May 15, 2002, in which the Issuer stated that the number of shares of Common Stock outstanding as of March 31, 2002 was 39,402,351.
CUSIP No. 88428w108 |
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1 |
NAMES OF REPORTING PERSONS: Bank of America, N.A. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 94-1687665 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) X |
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3 |
SEC Use Only |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered national banking association |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER |
0 shares |
|
6 |
SHARED VOTING POWER |
4,417,450 shares |
||
7 |
SOLE DISPOSITIVE POWER |
0 shares |
||
8 |
SHARED DISPOSITIVE POWER |
4,417,450 shares |
||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) |
|||
11 |
PERCENT OF CLASS REPRESENTED |
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12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BK |
(3) The calculation of this percentage was derived from the Issuer's Quarterly Report on Form 10 Q for the three month period ended March 31, 2002, filed with the Commission on May 15, 2002, in which the Issuer stated that the number of shares of Common Stock outstanding as of March 31, 2002 was 39,402,351.
Item 1(a) Name of Issuer:
Third Wave Technologies, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
520 South Rosa Rd., Madison, WI 53719 USA
Item 2(a) Name of Person Filing:
Bank of America Corporation; NB Holdings Corporation; and Bank of America, N.A.
Item 2(b) Address of Principal Business Office or, if none, Residence:
Bank of America Corporation is headquartered in Charlotte, North Carolina. It is the holding company for NB Holdings Corporation. Its principal business address is 100 North Tryon Street, Charlotte, North Carolina 28255.
NB Holdings Corporation is headquartered in Charlotte, North Carolina. It is the holding company for Bank of America, N.A. Its principal business address is 100 North Tryon Street, Charlotte, North Carolina 28255.
Bank of America, N.A., is headquartered in Charlotte, North Carolina. Its principal business address is 101 South Tryon Street, Charlotte, North Carolina 28255.
Item 2(c) Citizenship:
Bank of America Corporation is a Delaware corporation. NB Holdings Corporation is a Delaware corporation. Bank of America, N.A. is a federally chartered national banking association.
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
88428w108
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
* See Exhibit A hereto.
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.
* These shares were pledged to Bank of America, N.A., under the terms of a pledge agreement dated June 15, 1999. The pledgor and owner of the shares is Kenneth R. McGuire, a director and shareholder of the Issuer.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Kenneth R. McGuire, a director and shareholder of the Issuer, pledged these shares to Bank of America, N.A., under the terms of a pledge agreement dated June 15, 1999. These shares were pledged to secure certain obligations under a loan agreement between Bank of America, N.A. and Kenneth R. McGuire. Under the terms of the pledge agreement and a related repayment agreement, Kenneth R. McGuire may be entitled to receive or direct the receipt of dividends from, or the proceeds from the sale of, the shares under certain circumstances.
Not applicable.
See Exhibit A hereto.
Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
BANK OF AMERICA CORPORATION |
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Date: July 10, 2002 |
By: /s/ Amy S. Anderson |
NB HOLDINGS CORPORATION |
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Date: July 10, 2002 |
By: /s/ Charles Bowman |
BANK OF AMERICA, N.A. |
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Date: July 10, 2002 |
By: /s/ Amy S. Anderson |
EXHIBIT A
Bank of America Corporation is a parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G).
NB Holdings Corporation is a parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G).
Bank of America, N.A. is a Bank as defined in section 3(a) (6) of the Act.