Delaware |
13-2740599 | |
(State of incorporation or organization) |
(I.R.S. Employer | |
Identification No.) | ||
4 World Financial Center |
||
New York, New York |
10080 | |
(Address of principal executive offices) |
(Zip Code) | |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction
A.(c), please check the following box. ¨ |
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction
A.(d), please check the following box. þ |
Title of each class |
Name of each exchange on which | |
to be so registered |
each class is to be registered | |
7% Callable STock Return Income DEbt SecuritiesSM due January , 2005, payable at maturity with General Electric Company common stock |
The Nasdaq National Market |
Item 1. |
Description of Registrants Notes to be Registered. | |||
The description of the general terms and provisions of the 7% Callable STock Return
Income DEbt SecuritiesSM due January , 2005, payable at maturity with General
Electric Company common stock, to be issued by Merrill Lynch & Co., Inc. (the Notes) set forth in the Preliminary Prospectus Supplement dated December 18, 2002, and the Prospectus dated September 25, 2002, attached hereto as Exhibit
99(A) are hereby incorporated by reference and contain certain proposed terms and provisions. The description of the Notes contained in the Prospectus Supplement to be filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, under
Registration Statement Number 333-97937 which will contain the final terms and provisions of the Notes, including the maturity date of the Notes, is hereby deemed to be incorporated by reference into this Registration Statement and to be a part
hereof. | ||||
Item 2. |
Exhibits. |
|||
99 (A) |
Preliminary Prospectus Supplement dated December 18, 2002, and Prospectus dated September 25, 2002, (incorporated by reference to registrants filing
pursuant to Rule 424 (b)). | |||
99 (B) |
Form of Note. | |||
99 (C) |
Copy of Indenture between Merrill Lynch & Co., Inc. and JPMorgan Chase Bank, formerly Chemical Bank (successor by merger to Manufacturers Hanover Trust
Company), dated as of April 1, 1983, as amended and restated.* |
* |
Exhibit 99 (C) is incorporated by reference from Exhibit (3) to Registrants Registration Statement on Form 8-A dated July 20, 1992.
|
MERRILL LYNCH & CO., INC. | ||
By: |
/S/ JUDITH A. WITTERSCHEIN | |
Judith A. Witterschein | ||
Secretary |
Exhibit No. |
||
99 (A) |
Preliminary Prospectus Supplement dated December 18, 2002, and Prospectus dated September 25, 2002 (incorporated by reference to registrants filing
pursuant to Rule 424 (b)). | |
99 (B) |
Form of Note. | |
99 (C) |
Copy of Indenture between Merrill Lynch & Co., Inc. and JPMorgan Chase Bank, formerly Chemical Bank (successor by merger to Manufacturers Hanover Trust
Company), dated as of April 1, 1983, as amended and restated.* |
* |
Exhibit 99 (C) is incorporated by reference from Exhibit (3) to Registrants Registration Statement on Form 8-A dated July 20, 1992.
|