UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 7, 2006
Merrill Lynch & Co., Inc.
(Exact Name of Registrant as Specified in its Charter)
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| Delaware
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1-7182
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13-2740599 |
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(State or Other
Jurisdiction of
Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.) |
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4 World Financial Center, New York, New York
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10080 |
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(Address of Principal Executive Offices)
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(Zip Code) |
Registrant’s telephone number, including area code: (212) 449-1000
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01. Regulation FD Disclosure.
NEW YORK — Stan O’Neal, Merrill Lynch’s chairman and chief executive officer, is scheduled to
speak at the 2006 Merrill Lynch Banking and Financial Services Investor Conference on Tuesday,
November 14 at 8:00 a.m. (ET).
Mr. O’Neal’s remarks will be available via a live audio webcast at Merrill Lynch’s Investor
Relations website, www.ir.ml.com. On-demand webcast replay of the presentation will be available
shortly thereafter at the same web address.
Merrill Lynch is one of the world’s leading wealth management, capital markets and advisory
companies with offices in 37 countries and territories and total client assets of approximately
$1.5 trillion. As an investment bank, it is a leading global trader and underwriter of securities
and derivatives across a broad range of asset classes and serves as a strategic advisor to
corporations, governments, institutions and individuals worldwide. Merrill Lynch owns just under
half of BlackRock, one of the world’s largest publicly traded investment management companies with
approximately $1 trillion in assets under management. For more information on Merrill Lynch, please
visit www.ml.com.
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Merrill Lynch may make forward-looking statements, including, for example, statements about
management expectations, strategic objectives, growth opportunities, business prospects,
anticipated financial results, the impact of off balance sheet arrangements, significant
contractual obligations, anticipated results of litigation and regulatory investigations and
proceedings, and other similar matters. These forward-looking statements are not statements of
historical facts and represent only Merrill Lynch’s beliefs regarding future performance, which is
inherently uncertain. There are a variety of factors, many of which are beyond Merrill Lynch’s
control, which affect its operations, performance, business strategy and results and could cause
its actual results and experience to differ materially from the expectations and objectives
expressed in any forward-looking statements. These factors include, but are not limited to,
financial market volatility, actions and initiatives taken by both current and potential
competitors, general economic conditions, the effects of current, pending and future legislation,
regulation and regulatory actions, and the other risks and uncertainties detailed in Merrill
Lynch’s Annual Report on Form 10-K for the fiscal year ended December 30, 2005 and subsequent
reports on Form 10-Q and Form 8-K. Accordingly, readers are cautioned not to place undue reliance
on forward-looking statements, which speak only as of the date on which they are made. Merrill
Lynch does not undertake to update forward-looking statements to reflect the impact of
circumstances or events that arise after the date the forward-looking statements are made. The
reader should, however, consult any further disclosures Merrill Lynch may make in its reports on
Form 10-K, Form 10-Q and Form 8-K.
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