UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
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Date
of Report (Date of earliest event reported):
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April 5, 2007 |
Merrill Lynch & Co., Inc.
(Exact Name of Registrant as Specified in its Charter)
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| Delaware
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1-7182
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13-2740599 |
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(State or Other
Jurisdiction of
Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.) |
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| 4 World Financial Center, New York, New York
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10080 |
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| (Address of Principal Executive Offices)
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(Zip Code) |
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Registrant’s telephone number, including area code:
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(212) 449-1000 |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 7.01. Regulation FD Disclosure.
Merrill Lynch & Co., Inc. plans to announce first quarter 2007 results on Thursday,
April 19, 2007. Jeff Edwards, senior vice president and chief financial officer, plans to host a
conference call that day at 11:00 a.m. (ET) to review these results with the investment community.
The general public is invited to listen to the call by dialing (888) 810-0245 (inside the United
States and Canada) or (706) 634-0180 (outside the United States), or via a live audio webcast at
www.ir.ml.com. On-demand webcast replay will be available shortly after the call at the same web
address.
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Merrill Lynch may make forward-looking statements, including, for example, statements about
management expectations, strategic objectives, growth opportunities, business prospects,
anticipated financial results, the impact of off balance sheet arrangements, significant
contractual obligations, anticipated results of litigation and regulatory investigations and
proceedings, and other similar matters. These forward-looking statements are not statements of
historical facts and represent only Merrill Lynch’s beliefs regarding future performance, which is
inherently uncertain. There are a variety of factors, many of which are beyond Merrill Lynch’s
control, which affect its operations, performance, business strategy and results and could cause
its actual results and experience to differ materially from the expectations and objectives
expressed in any forward-looking statements. These factors include, but are not limited to,
financial market volatility, actions and initiatives taken by both current and potential
competitors, general economic conditions, the effects of current, pending and future legislation,
regulation and regulatory actions, and the other risks and uncertainties detailed in Merrill
Lynch’s Annual Report on Form 10-K for the fiscal year ended December 29, 2006 and subsequent
reports on Form 8-K. Accordingly, readers are cautioned not to place undue reliance on
forward-looking statements, which speak only as of the date on which they are made. Merrill Lynch
does not undertake to update forward-looking statements to reflect the impact of circumstances or
events that arise after the date the forward-looking statements are made. The reader should,
however, consult any further disclosures Merrill Lynch may make in its reports on Form 10-K, Form
10-Q and Form 8-K.
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