Delaware | 13-2740599 | |
(State of Incorporation or Organization) | (I.R.S. Employer | |
Identification no.) | ||
4 World Financial Center | ||
New York, New York | 10080 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act: | ||||
Title of Each Class | Name of Each Exchange on Which | |||
to be so Registered | Each Class is to be Registered | |||
Depositary Shares, each representing a 1/40th interest in a share of 6.70% Noncumulative Perpetual Preferred Stock, Series 6 | New York Stock Exchange | |||
Depositary Shares, each representing a 1/40th interest in a share of 6.25% Noncumulative Perpetual Preferred Stock, Series 7 | New York Stock Exchange | |||
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box: þ | If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box: o | |||
Securities Act registration statement file number to which this form relates: 333-142690 | ||||
Securities to be registered pursuant to Section 12(g) of the Act: None |
3.1 | Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K dated November 14, 2005). | ||
3.2 | Registrants Amended and Restated By-laws (incorporated by reference to Exhibit 3.1 to Registrants Current Report on Form 8-K dated May 15, 2007). | ||
4.1 | Form of Certificate of Designation establishing the rights, privileges, qualifications, restrictions and limitations of the Series 6 Preferred Stock.* | ||
4.2 | Form of Certificate of Designation establishing the rights, privileges, qualifications, restrictions and limitations of the Series 7 Preferred Stock.* | ||
4.3 | Deposit Agreement, dated as of January 28, 2004, between First Republic Bank, Mellon Investor Services LLC, as depositary, and the Holders from Time to Time of Depositary Receipts (incorporated by reference to Exhibit 4.4 of the Registrants registration statement on Form S-4 filed with the SEC on May 8, 2007). | ||
4.4 | Deposit Agreement, dated as of March 18, 2005, between First Republic Bank, Mellon Investor Services LLC, as depositary, and the Holders from Time to Time of Depositary Receipts (incorporated by reference to Exhibit 4.5 of the Registrants registration statement on Form S-4 filed with the SEC on May 8, 2007). | ||
4.5 | Form of certificate representing the Series 6 Preferred Stock.* | ||
4.6 | Form of certificate representing the Series 7 Preferred Stock.* | ||
99.1 | Form of depositary receipt for the Series 6 Preferred Stock.* | ||
99.2 | Form of depositary receipt for the Series 7 Preferred Stock.* |
MERRILL LYNCH & CO., INC. |
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Date: September 21, 2007 | By: | /s/ John J. Thurlow | |||
Name: John J. Thurlow | |||||
Title: | Assistant Treasurer | ||||