SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 1996 ------------ Merrill Lynch & Co., Inc. ------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-7182 13-2740599 - -------------------------------------------------------------------------------- (State or other (Commission (I.R.S. Employer jurisdiction of File Number) Identification No.) incorporation) World Financial Center, North Tower, New York, New York 10281-1220 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (212) 449-1000 -------------- - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events - ------- ------------- Exhibits are filed herewith in connection with Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (File No. 33-65135) filed by Merrill Lynch & Co., Inc. (the "Company") with the Securities and Exchange Commission covering Senior Debt Securities, Subordinated Debt Securities and Warrants issuable under an indenture dated as of April 1, 1983 and restated as of April 1, 1987, as amended and supplemented as of July 1, 1996, by the Tenth Supplemental Indenture, between the Company and Chemical Bank (successor by merger to Manufacturers Hanover Trust Company) (collectively, the "Indenture"). The Company will offer 6,510,286 6 1/4% STRYPES Due July 1, 2001 Payable with Shares of Common Stock of IMC Global Inc. ("STRYPES"). The exhibits consist of the form of Underwriting Agreement, Registration Agreement, Indenture, STRYPES Certificate and Purchase Agreement relating thereto. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits - ------- ------------------------------------------------------------------ EXHIBITS 1(a) - Underwriting Agreement among the Company, GVI Holdings, Inc. and the Underwriter. 1(b) - Registration Agreement among the Company, GVI Holdings, Inc., IMC Global Inc. and the Underwriter. 4(a) - Senior Indenture, dated as of April 1, 1983, as amended and restated, between the Company and Chemical Bank (successor by merger to Manufacturers Hanover Trust Company), incorporated herein by reference to Exhibit 99(c) to Registrant's Registration Statement on Form 8-A dated July 20, 1992. 4(b) - Tenth Supplemental Indenture to the Senior Indenture between the Company and Chemical Bank (successor by merger to Manufacturers Hanover Trust Company). 4(c) - Certificate representing the STRYPES. 10 - Purchase Agreement among the Company, Merrill Lynch Capital Inc. and GVI Holdings, Inc. relating to shares of IMC Common Stock. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized. MERRILL LYNCH & CO., INC. ------------------------------ (Registrant) By: /s/ Theresa Lang ------------------------------- Theresa Lang Treasurer Date: July 9, 1996 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 MERRILL LYNCH & CO., INC. EXHIBITS TO CURRENT REPORT ON FORM 8-K DATED JULY 9, 1996 Commission File Number 1-7182 EXHIBIT INDEX
Exhibit Number Page - ------ ---- 1(a) - Underwriting Agreement among the Company, GVI Holdings, Inc. and the Underwriter. 1(b) - Registration Agreement among the Company, GVI Holdings, Inc., IMC Global Inc. and the Underwriter. 4(a) - Senior Indenture, dated as of April 1, 1983, as amended and restated, between the Company and Chemical Bank (successor by merger to Manufacturers Hanover Trust Company), incorporated herein by reference to Exhibit 99(c) to Registrant's Registration Statement on Form 8-A dated July 20, 1992. 4(b) - Tenth Supplemental Indenture to the Senior Indenture between the Company and Chemical Bank (successor by merger to Manufacturers Hanover Trust Company). 4(c) - Certificate representing the STRYPES. 10 - Purchase Agreement among the Company, Merrill Lynch Mortgage Capital Inc. and GVI Holdings, Inc. relating to shares of IMC Common Stock.