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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2017 Cash Settled Restricted Stock Units | (1) | 02/15/2018 | M | 19,859 | (4) | 02/15/2018 | Common Stock | 19,859 | (1) | 0 | D | ||||
2016 Restricted Stock Units | (2) | 02/15/2018 | M | 76,720 | (5) | 02/15/2019 | Common Stock | 76,720 | (2) | 76,720 | D | ||||
2017 Restricted Stock Units | (2) | 02/15/2018 | M | 52,955 | (6) | 02/15/2020 | Common Stock | 52,955 | (2) | 105,912 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOYNIHAN BRIAN T 100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
X | Chairman and CEO |
Brian T. Moynihan/Natalie A. Hyman POA | 02/20/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each unit is the economic equivalent of one share of Bank of America Corporation common stock. |
(2) | Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
(3) | Disposition of shares to the issuer to satisfy a tax withholding obligation. |
(4) | On February 15, 2017, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2017 and ending in February 2018. |
(5) | On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017. |
(6) | On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. |