UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series E Preferred | (1) | (2) | Common Stock | 3,448,394 (3) | $ (3) | D (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Merrill Lynch Ventures LP 2001 4 WORLD FINANCIAL CENTER, 23RD FLOOR NEW YORK, NY 10080 |
X | |||
Merrill Lynch Group, Inc 4 WORLD FINANCIAL CENTER, 23RD FLOOR NEW YORK, NY 10080 |
X | |||
MERRILL LYNCH & CO INC 4 WORLD FINANCIAL CENTER, 23RD FLOOR NEW YORK, NY 10080 |
X |
Frank Marinaro, VP, Merrill Lynch Ventures, LLC, its general partner | 06/21/2004 | |
**Signature of Reporting Person | Date | |
Frank Marinaro, attorney in fact | 06/21/2004 | |
**Signature of Reporting Person | Date | |
Frank Marinaro, attorney-in-fact | 06/21/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immed. |
(2) | N/A |
(3) | The number of shares listed in column 3 is the number of preferred shares held by the Reporting Person as of the date hereof. These shares are convertible at any time at the option of the holder, and will automatically convert upon the closing of the Issuer's initial public offering, in each case into the number of shares of common stock obtained by multiplying by the conversion rate listed in column 4 (.40798874). |
(4) | The Reporting Person is a partnership of which Merrill Lynch Ventures, LLC is the general partner, which is a wholly owned subsidiary of Merrill Lynch Group, Inc., which is a wholly-owned subsidiary of Merrill Lynch & Co., Inc. Each of the reporting owners disclaims beneficial ownership of these securities. |