As filed with the Securities and Exchange Commission on November 6, 2008
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
BANK OF AMERICA CORPORATION | COUNTRYWIDE CAPITAL V | |
(Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in certificate of trust) |
Delaware | Delaware | |
(State of incorporation or organization) | (State of incorporation or organization) |
56-0906609 | 26-6019847 | |
(IRS Employer Identification No.) |
(IRS Employer Identification No.) |
BANK OF AMERICA CORPORATION Bank of America Corporate Center 100 North Tryon Street Charlotte, North Carolina |
28255 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered | |
7.00% Capital Securities of Countrywide Capital V (and the Guarantees related thereto) |
New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ¨
Securities Act registration statement file number to which this form relates: None
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. | Description of Registrants Securities to be Registered |
The securities to be registered are (i) the 7.00% Capital Securities (the Capital Securities) of Countrywide Capital V (the Trust), a Delaware statutory trust, and (ii) the guarantees related thereto by Bank of America Corporation (the Corporation), a Delaware corporation. Payment of amounts due on the Capital Securities originally was guaranteed, on a subordinated and joint and several basis, fully and unconditionally by Countrywide Financial Corporation (Countrywide). In connection with the intended transfer of substantially all of the assets of Countrywide and its wholly-owned subsidiary Countrywide Home Loans, Inc. to the Corporation and its subsidiaries, as part of the consideration for such transfer the Corporation will assume these guarantee obligations of Countrywide. In addition, in connection with this transfer, the Corporation will assume the obligations of Countrywide, as issuer of the 7.00% Junior Subordinated Deferrable Interest Debentures, due November 1, 2036 (the Junior Subordinated Debentures), held by the Trust.
The Capital Securities represent undivided preferred beneficial interests in the assets of the Trust and are guaranteed by the Corporation, to the extent set forth in the form of Guarantee Agreement (the Capital Securities Guarantee). For a description of the Capital Securities and the Capital Securities Guarantee covered by this registration statement, see the descriptions under the captions Summary of Terms of Capital Securities, Summary of Terms of Subordinated Debentures and Guarantee of Capital Securities contained in Countrywides Prospectus Supplement dated November 1, 2006 to the Prospectus dated October 27, 2006, filed with the Securities and Exchange Commission on November 3, 2006. References therein to Countrywide as guarantor of the Capital Securities or as issuer of the Junior Subordinated Debentures are deemed to be references to the Corporation.
Item 2. | Exhibits |
4.1 |
Certificate of Trust of Countrywide Capital V, incorporated herein by reference to Exhibit 4.15 of Countrywides Form S-3 (Registration No. 333-74042) filed on November 28, 2001. | |
4.2 |
Declaration of Trust of Countrywide Capital V, incorporated herein by reference to Exhibit 4.17 of Countrywides Form S-3 (Registration No. 333-74042) filed on November 28, 2001. | |
4.3 |
Amended and Restated Trust Agreement of Countrywide Capital V, incorporated herein by reference to Exhibit 4.31 to Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.4 |
Junior Subordinated Indenture relating to Junior Subordinated Debentures, dated as of November 8, 2006, by and between Countrywide and The Bank of New York Mellon (formerly The Bank of New York), as Trustee, incorporated herein by reference to |
Exhibit 4.28 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | ||
4.5 |
Supplemental Indenture, dated as of November 8, 2006, by and between Countrywide and The Bank of New York Mellon (formerly The Bank of New York), as Trustee, providing for the 7.00% Junior Subordinated Deferrable Interest Debentures Due November 1, 2036 of Countrywide, incorporated herein by reference to Exhibit 4.29 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.6 |
Second Supplemental Indenture, dated as of July 1, 2008, among Red Oak Merger Corporation, Countrywide and The Bank of New York Mellon, as Trustee, incorporated herein by reference to Exhibit 4.7 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on July 8, 2008. | |
4.7 |
Form of Third Supplemental Indenture relating to the Junior Subordinated Debentures, by and among the Corporation, Countrywide (formerly Red Oak Merger Corporation) and The Bank of New York Mellon, as Trustee. | |
4.8 |
Form of 7.00% Capital Security (liquidation amount $25 per Capital Security) of Countrywide Capital V, incorporated herein by reference to Exhibit 4.32 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.9 |
Form of 7% Junior Subordinated Deferrable Interest Debenture Due November 1, 2036, incorporated herein by reference to Exhibit 4.30 to Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.10 |
Guarantee Agreement, dated as of November 8, 2006, by and between Countrywide and The Bank of New York, as Guarantee Trustee, incorporated herein by reference to Exhibit 4.27 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Dated: November 6, 2008
BANK OF AMERICA CORPORATION | ||
By: | /s/ TERESA M. BRENNER | |
Teresa M. Brenner | ||
Associate General Counsel | ||
COUNTRYWIDE CAPITAL V | ||
By: | /s/ PAUL LANE | |
Paul Lane | ||
Administrative Trustee | ||
By: | /s/ DEVRA LINDGREN | |
Devra Lindgren | ||
Administrative Trustee | ||
By: | /s/ ALLISON GILLIAM | |
Allison Gilliam | ||
Administrative Trustee |
INDEX TO EXHIBITS
EXHIBIT NO. |
DESCRIPTION OF EXHIBIT | |
4.1 |
Certificate of Trust of Countrywide Capital V, incorporated herein by reference to Exhibit 4.15 of Countrywides Form S-3 (Registration No. 333-74042) filed on November 28, 2001. | |
4.2 |
Declaration of Trust of Countrywide Capital V, incorporated herein by reference to Exhibit 4.17 of Countrywides Form S-3 (Registration No. 333-74042) filed on November 28, 2001. | |
4.3 |
Amended and Restated Trust Agreement of Countrywide Capital V, incorporated herein by reference to Exhibit 4.31 to Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.4 |
Junior Subordinated Indenture relating to Junior Subordinated Debentures, dated as of November 6, 2006, by and between Countrywide and The Bank of New York Mellon (formerly The Bank of New York), as Trustee, incorporated herein by reference to Exhibit 4.28 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.5 |
Supplemental Indenture, dated as of November 8, 2006, by and between Countrywide and The Bank of New York Mellon (formerly The Bank of New York), as Trustee, providing for the 7.00% Junior Subordinated Deferrable Interest Debentures Due November 1, 2036 of Countrywide, incorporated herein by reference to Exhibit 4.29 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.6 |
Second Supplemental Indenture, dated as of July 1, 2008, among Red Oak Merger Corporation, Countrywide and The Bank of New York Mellon, as Trustee, incorporated herein by reference to Exhibit 4.7 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on July 8, 2008. | |
4.7 |
Form of Third Supplemental Indenture relating to the Junior Subordinated Debentures, by and among the Corporation, Countrywide (formerly Red Oak Merger Corporation) and The Bank of New York Mellon, as Trustee. | |
4.8 |
Form of 7.00% Capital Security (liquidation amount $25 per Capital Security) of Countrywide Capital V, incorporated herein by reference to Exhibit 4.32 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. | |
4.9 |
Form of 7% Junior Subordinated Deferrable Interest Debenture Due November 1, 2036, incorporated herein by reference to Exhibit 4.30 to Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. |
4.10 |
Guarantee Agreement, dated as of November 8, 2006, by and between Countrywide and The Bank of New York, as Guarantee Trustee, incorporated herein by reference to Exhibit 4.27 of Countrywides Current Report on Form 8-K (File No. 1-8422) filed on November 13, 2006. |