| OMB APPROVAL | ||
| OMB Number: 3235-0080 | ||
| Expires: February 28, 2009 | ||
| Estimated average burden | ||
| hours per response |
1.00 | |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-07182
Issuer: Merrill Lynch & Co., Inc.
Exchange: NYSE Alternext US, LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 4 World Financial Center
New York, New York 10080
Telephone: (212) 449-1000
(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)
See Exhibit A attached hereto
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
| ¨ | 17 CFR 240.12d2-2(a)(1) |
| ¨ | 17 CFR 240.12d2-2(a)(2) |
| ¨ | 17 CFR 240.12d2-2(a)(3) |
| ¨ | 17 CFR 240.12d2-2(a)(4) |
| ¨ |
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1 |
| x | Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange. |
Pursuant to the requirements of the Securities Exchange Act of 1934, Merrill Lynch & Co., Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
| November 10, 2008 | By | /s/ John Thurborn | Authorized Signatory Director of Asset Liability Management and Funding | |||||||
| Date | Name | Title |
| 1 |
Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Exhibit A
| Title of each class to be withdrawn |
Name of Exchange on which each class is to be withdrawn | |
| Accelerated Return Notes Linked to the S&P 500® Index Due November 26, 2008 |
NYSE Alternext US, LLC | |
| 12% Callable STock Return Income DEbt SecuritiesSM Due September 4, 2009 Payable on the stated maturity date with Apple Inc. common stock |
NYSE Alternext US, LLC | |
| STEP Income Securities SM Due June 25, 2009 linked to the common stock of Apple Inc. |
NYSE Alternext US, LLC | |
| Bear Market Strategic Accelerated Redemption SecuritiesSM Linked to the S&P Small Cap Regional Banks Index Due February 2, 2010 |
NYSE Alternext US, LLC | |
| Accelerated Return Bear Market Notes Linked to the Russell 3000® Index due October 2, 2009 |
NYSE Alternext US, LLC | |
| Bear Market Strategic Accelerated Redemption SecuritiesSM Linked to the Consumer Discretionary Select Sector Index Due December 28, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return Bear Market Notes Linked to the Russell 3000® Index Due January 21, 2009 |
NYSE Alternext US, LLC | |
| 9% Callable STock Return Income DEbt SecuritiesSM due March 5, 2009 Payable on the maturity date with Best Buy Co., Inc. common stock |
NYSE Alternext US, LLC | |
| Capped Leveraged Index Return Notes® Linked to the MSCI Brazil IndexSM due January 20, 2010 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI Brazil IndexSM Due May 5, 2009 |
NYSE Alternext US, LLC | |
| 8% Monthly Income Strategic Return Notes® Linked to the CBOE DJIA BuyWrite Index due November 9, 2010 |
NYSE Alternext US, LLC | |
| 8% Monthly Income Strategic Return Notes® Linked to the CBOE S&P 500 BuyWrite Index due June 7, 2010 |
NYSE Alternext US, LLC | |
| 10% Callable STock Return Income DEbt SecuritiesSM Due March 6, 2009 Payable on the stated maturity date with The Boeing Company common stock |
NYSE Alternext US, LLC | |
| 8% Monthly Income Strategic Return Notes® Linked to the CBOE S&P 500 BuyWrite Index due January 3, 2011 |
NYSE Alternext US, LLC | |
| 11% Callable STock Return Income DEbt SecuritiesSM Due April 28, 2009 payable on the maturity date with Cisco Systems, Inc. common stock |
NYSE Alternext US, LLC | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the Dow Jones Industrial AverageSM due July 7, 2010 |
NYSE Alternext US, LLC | |
| STrategic Accelerated Redemption SecuritiesSM Linked to the Dow Jones Industrial AverageSM Due April 2, 2010 |
NYSE Alternext US, LLC | |
| STrategic Accelerated Redemption SecuritiesSM Linked to the Dow Jones EURO STOXX 50SM Index Due November 9, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the Dow Jones Industrial AverageSM Due February 5, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the PHLX Semiconductor SectorSM Index Due January 21, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI EAFE Index® Due December 4, 2008 |
NYSE Alternext US, LLC | |
| STEP Income SecuritiesSM Due July 14, 2009 Linked to the common stock of Freeport-McMoRan Copper & Gold Inc. |
NYSE Alternext US, LLC |
| Title of each class to be withdrawn |
Name of Exchange on which each class is to be withdrawn | |
| 100% Principal Protected Global Currency Basket Notes due February 9, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the PHLX Gold & Silver SectorSM Index Due December 3, 2008 |
NYSE Alternext US, LLC | |
| 9% Callable STock Return Income DEbt SecuritiesSM Due March 1, 2010 Payable on the stated maturity date with Google Inc. common stock |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the Russell 1000 Growth® Index Due December 4, 2008 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the PHLX Gold and Silver SectorSM Index Due January 16, 2009 |
NYSE Alternext US, LLC | |
| Bear Market Strategic Accelerated Redemption SecuritiesSM Linked to the PHLX Housing SectorSM Index due November 3, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Merrill Lynch Factor ModelSM due November 7, 2012 |
NYSE Alternext US, LLC | |
| 11% Callable STock Return Income DEbt SecuritiesSM Due February 8, 2010 payable on the stated maturity date with The Home Depot, Inc. common stock |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the Health Care Select Sector Index due June 2, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return Bear Market Notes Linked to the Energy Select Sector Index due June 29, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return Bear Market Notes Linked to the Energy Select Sector Index due May 5, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Industrial 15 Index due August 9, 2010 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI EAFE® Index Due August 27, 2009 |
NYSE Alternext US, LLC | |
| Callable Market Index Target-Term Securities® due May 4, 2009 Linked to the S&P 500® Index |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Baby Boomer Consumption Index due September 6, 2011 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the S&P MidCap 400® Index Due January 21, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI EAFE Index® Due February 6, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Industrial 15 Index due February 2, 2012 |
NYSE Alternext US, LLC | |
| 9% Callable STock Return Income DEbt SecuritiesSM Due December 4, 2009 Payable on the stated maturity date with Exxon Mobil Corporation common stock |
NYSE Alternext US, LLC | |
| Capped Leveraged Index Return Notes® Linked to the MSCI Emerging Markets IndexSM due January 29, 2010 |
NYSE Alternext US, LLC | |
| Market Index Target-Term Securities® based upon the Dow Jones Industrial AverageSM due August 7, 2009 |
NYSE Alternext US, LLC | |
| S&P 500® Market Index Target-Term Securities® due September 4, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI EAFE Index® due October 5, 2009 |
NYSE Alternext US, LLC | |
| Dow Jones EURO STOXX 50SM Index Market Index Target-Term Securities® due June 28, 2010 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Value 30 Index due July 6, 2011 |
NYSE Alternext US, LLC |
| Title of each class to be withdrawn |
Name of Exchange on which each class is to be withdrawn | |
| S&P 500® Market Index Target-Term Securities® due June 29, 2009 |
NYSE Alternext US, LLC | |
| Nikkei 225 Market Index Target-Term Securities® due March 30, 2009 |
NYSE Alternext US, LLC | |
| Nikkei 225 Market Index Target-Term Securities® due April 5, 2010 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select Ten Index due March 8, 2012 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Value 30 Index due August 8, 2011 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the MSCI EAFE® Index Due May 4, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Merrill Lynch Factor ModelSM due December 6, 2012 |
NYSE Alternext US, LLC | |
| 12% Callable STock Return Income DEbt SecuritiesSM due March 26, 2010 payable on the stated maturity date with Monsanto Company common stock |
NYSE Alternext US, LLC | |
| STEP Income SecuritiesSM Due August 17, 2009 linked to the common stock of Monsanto Company |
NYSE Alternext US, LLC | |
| Nikkei 225® Market Index Target-Term Securities® due June 5, 2009 |
NYSE Alternext US, LLC | |
| 50/150 Nikkei 225® Index Notes due October 7, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the S&P 500® Index Due April 6, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the Nikkei 225® Index Due June 26, 2009 |
NYSE Alternext US, LLC | |
| STEP Income SecuritiesSM Due June 4, 2009 Linked to the common stock of Qualcomm Incorporated |
NYSE Alternext US, LLC | |
| STrategic Accelerated Redemption SecuritiesSM Linked to the Russell 2000® Index Due April 2, 2010 |
NYSE Alternext US, LLC | |
| Capped Leveraged Index Return Notes® Linked to the Russell 2000® Index due January 20, 2010 |
NYSE Alternext US, LLC | |
| Capped Leveraged Index Return Notes® Linked to the Russell 2000® Index Due October 30, 2009 |
NYSE Alternext US, LLC | |
| Market Index Target-Term Securities® based upon the Russell 2000® Index due March 30, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select Ten Index due May 10, 2012 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select Ten Index due November 8, 2011 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the S&P 100® Index Due January 21, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return Bear Market Notes Linked to the Russell 2000® Index Due February 5, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the S&P 500® Index due August 27, 2009 |
NYSE Alternext US, LLC | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the S&P 500® Index due March 8, 2010 |
NYSE Alternext US, LLC | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the S&P 500® Index due November 30, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the S&P 500® Index due December 4, 2008 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Industrial 15 Index due August 3, 2009 |
NYSE Alternext US, LLC | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the S&P 500® Index Due May 4, 2010 |
NYSE Alternext US, LLC | |
| 9% Callable STock Return Income DEbt SecuritiesSM Due September 24, 2009 Payable on the stated maturity date with Caterpillar Inc. common stock |
NYSE Alternext US, LLC | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the S&P 500® Index Due August 3, 2010 |
NYSE Alternext US, LLC |
| Title of each class to be withdrawn |
Name of Exchange on which each class is to be withdrawn | |
| Strategic Accelerated Redemption SecuritiesSM Linked to the S&P 500® Index Due June 25, 2010 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select 10 Index due July 5, 2012 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select Utility Index due February 25, 2009 |
NYSE Alternext US, LLC | |
| Strategic Return Notes® Linked to the Select Utility Index due September 28, 2009 |
NYSE Alternext US, LLC | |
| Accelerated Return NotesSM Linked to the PHLX Gold and Silver SectorSM Index Due June 2, 2009 |
NYSE Alternext US, LLC |