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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Unit Plan | $ 0 | 12/31/2006 | A | V | 336.48 (2) | (3) | (3) | Common Stock | 336.48 | $ 0 | 10,963.21 | D | |||
Fleet BKB Director Retirement Ben Ex Program | $ 0 | 12/31/2006 | A | V | 457.16 (4) | (3) | (3) | Common Stock | 457.16 | $ 0 | 14,577.46 | D | |||
Fleet BKB Director Stock Award Unit Plan | $ 0 | 12/31/2006 | A | V | 12.90 (5) | (3) | (3) | Common Stock | 12.90 | $ 0 | 422.68 | D | |||
Option, Right to Buy | $ 25.57 | 03/08/2007 | M | 2,630 | (6) | 04/01/2007 | Common Stock | 2,630 | $ 0 | 0 | D | ||||
Phantom Stock | $ 0 | 12/31/2006 | A | V | 447.33 (7) | (8) | (8) | Common Stock | 447.33 | $ 0 | 14,399.86 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COUNTRYMAN GARY L LIBERTY MUTUAL GROUP 175 BERKLEY STREET BOSTON, MA 02117 |
X |
Gary L. Countryman/Roger C. McClary POA | 03/09/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares sold to pay the option cost associated with the exercise of an option issued in accordance with Rule 16b-3. |
(2) | Units acquired between June 23, 2006 and December 22, 2006 with reinvested dividend equivalents in the Fleet Directors Deferred Compensation and Stock Unit Plan, which may be settled in stock upon death or termination of service as a director. |
(3) | Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director. |
(4) | Units acquired between June 23, 2006 and December 22, 2006 in the Fleet BKB Retirement Benefit Exchange Program, which may be settled in stock upon death or termination of service as a director. |
(5) | Units acquired between June 23, 2006 and December 22, 2006 with reinvested dividend equivalents in the Fleet Phantom BKB Directors Stock Award Unit Plan, which may be settled in stock upon death or termination of service as a director. |
(6) | This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
(7) | Phantom stock units acquired between June 23, 2006 and December 22, 2006 with reinvested dividend equivalents under the Bank of America Directors' Stock Plan. |
(8) | Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. |