|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option, Right to Buy | $ 42.70 | 02/15/2008 | A | 166,667 | (4) | 02/15/2018 | Common Stock | 166,667 | $ 0 | 166,667 | D | ||||
Restricted Stock Units | $ 0 (5) | 02/15/2008 | A | 53,928 | (6) | 02/15/2011 | Common Stock | 53,928 | $ 0 | 53,928 | D | ||||
Restricted Stock Units | $ 47.06 | 02/15/2008 | M | 59,245 | (6) | 02/15/2008 | Common Stock | 59,245 | $ 0 (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DESOER BARBARA J 100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
Glbl Tec Svc and Flfmt Ex |
Barbara J. Desoer/Roger C. McClary POA | 02/20/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). |
(2) | Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. |
(3) | 41,630 shares previously owned by the reporting person have been transferred to the reporting person's revocable trust. |
(4) | These options, which are exempt under Rule 16b3-(d), fully vest on February 15, 2011. The proceeds must be held for a three year period after exercise. |
(5) | Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. |
(6) | These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. |