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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Unit Plan | $ 0 | 03/27/2009 | A | V | 1,447.45 (2) | (3) | (3) | Common Stock | 1,447.45 | $ 0 | 22,013.83 | D | |||
Fleet BKB Director Retirement Ben Ex Program | $ 0 | 03/27/2009 | A | V | 200.98 (2) | (3) | (3) | Common Stock | 200.98 | $ 0 | 3,056.54 | D | |||
Fleet BKB Director Stock Award Unit Plan | $ 0 | 03/27/2009 | A | V | 353.05 (2) | (3) | (3) | Common Stock | 353.05 | $ 0 | 5,369.49 | D | |||
Phantom Stock | $ 0 | 03/27/2009 | A | V | 2,160.85 (4) | (5) | (5) | Common Stock | 2,160.85 | $ 0 | 32,863.62 | D | |||
Stock Unit Plan | $ 0 | 03/27/2009 | A | V | 127.03 (2) | (3) | (3) | Common Stock | 127.03 | $ 0 | 1,605.73 | D | |||
Phantom Stock | $ 0 | 04/29/2009 | A | 31,105.99 (6) | (5) | (5) | Common Stock | 31,105.99 | $ 0 | 63,969.61 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAY THOMAS J 100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
X |
Thomas J. May/Roger C. McClary POA | 04/30/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 2,142 shares which were directly owned by the reporting person and which have been transferred to the reporting person's revocable trust. The number of shares that were previously reported as directly owned (and subsequently transferred to the revocable trust) has been decreased by 152 shares to correctly reflect the number of shares that were actually owned by the reporting person |
(2) | Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 27, 2008 and March 27, 2009. Phantom stock units may be settled in stock upon death or termination of service as a director. |
(3) | Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in stock on death or termination of service as a director. |
(4) | Phantom stock units acquired between June 27, 2008 and March 27, 2009 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. |
(5) | Phantom stock units may be settled in cash upon death or termination of service as a director. |
(6) | Phantom stock units represent payment of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. |