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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
401(k) Restoration Plan BAC Stock Fund Unit | $ 0 (1) | 04/28/2014 | I | 203,261 | (2) | (2) | Common Stock | 68,189.3904 | $ 5.14 (1) | 203,261 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thompson Bruce R. 100 N. TRYON ST. CHARLOTTE, NC 28255 |
Chief Financial Officer |
Bruce R. Thompson/Evelyn King POA | 04/29/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | $5.14 is the purchase price of a 401(k) Restoration Plan BAC Stock Fund Unit as of April 28, 2014. Each 401(k) Restoration Plan BAC Stock Fund Unit is the economic equivalent of .335 share(s) of Bank of America Corporation common stock. Based on this conversion rate, the 203,261 units in column 5 are the economic equivalent of the 68,189.3904 shares of BAC stock reported in column 7. |
(2) | 401(k) Restoration Plan BAC Stock Fund Units are payable in cash following termination of the reporting person's employment with Bank of America Corporation. |