UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2012 Restricted Stock Units | (1) | 02/15/2015 | Common Stock | 51,573 | $ 0 (2) | D | |
2013 Restricted Stock Units | (3) | 02/15/2016 | Common Stock | 70,412 | $ 0 (2) | D | |
2014 Restricted Stock Units | (4) | 02/14/2017 | Common Stock | 79,327 | $ 0 (2) | D | |
Option, Right to Buy | (5) | 02/15/2018 | Common Stock | 45,206 | $ 42.7 | D | |
Option, Right to Buy | (5) | 02/15/2016 | Common Stock | 63,000 | $ 44.36 | D | |
Option, Right to Buy | (5) | 02/01/2015 | Common Stock | 70,000 | $ 46.68 | D | |
Option, Right to Buy | (5) | 02/15/2017 | Common Stock | 63,000 | $ 53.85 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Athanasia Dean C 100 FEDERAL STREET BOSTON, MA 02110 |
Pres Prf & Sm Bs Bk & Co-Hd CB |
Dean C. Athanasia/Evelyn D. King | 09/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These restricted stock units, which are exempt under Rule 16b-3(d), vest and pay in cash on February 15, 2015. |
(2) | Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. |
(3) | These restricted stock units, which are exempt under Rule 16b-3(d), vest and pay in cash in two equal installments on February 15, 2015 and February 15, 2016. |
(4) | These restricted stock units, which are exempt under Rule 16b-3(d), vest and pay in cash in three equal annual installments commencing on February 14, 2015. |
(5) | These options, which are exempt under Rule 16b-3(d), are fully exercisable. |
Remarks: athanasiapoa.txt |