EX-21: SUBSIDIARIES OF ML & CO.
Published on February 25, 2008
Exhibit 21
Subsidiaries
of the Registrant
The following are subsidiaries of ML & Co. as of
December 28, 2007 and the states or jurisdictions in which
they are organized. Indentation indicates the principal parent
of each subsidiary. Except as otherwise specified, in each case
ML & Co. owns, directly or indirectly, at least 99% of
the voting securities of each subsidiary. The names of
particular subsidiaries have been omitted because, considered in
the aggregate as a single subsidiary, they would not constitute,
as of the end of the year covered by this report, a
significant subsidiary as that term is defined in
Rule 1.02(w) of
Regulation S-X
under the Securities Exchange Act of 1934.
Name
|
State or Jurisdiction of Entity
|
|||
Merrill Lynch & Co., Inc.
|
Delaware | |||
Merrill Lynch, Pierce, Fenner & Smith
Incorporated1
|
Delaware | |||
Merrill Lynch Life Agency
Inc.2
|
Washington | |||
Merrill Lynch Professional Clearing
Corp.3
|
Delaware | |||
ML Petrie Parkman Co., Inc.
|
Delaware | |||
Merrill Lynch Capital Services, Inc.
|
Delaware | |||
MLCI Holdings, Inc.
|
Delaware | |||
Merrill Lynch Commodities, Inc.
|
Delaware | |||
ML Energy Fund Management, LLC
|
Delaware | |||
ML Energy Partners, LLC
|
Delaware | |||
Merrill Lynch Government Securities Inc.
|
Delaware | |||
Merrill Lynch Money Markets Inc.
|
Delaware | |||
Merrill Lynch Bank & Trust Co., FSB
|
Federal | |||
ML Private Finance LLC
|
Delaware | |||
Merrill Lynch Mortgage and Investment
Corporation4
|
Delaware | |||
Merrill Lynch Community Development Company, LLC
|
New Jersey | |||
Merrill Lynch Credit Corporation
|
Delaware | |||
ML Mortgage Holdings Inc.
|
Delaware | |||
FF Mortgage Corporation
|
Delaware | |||
First Franklin Financial Corporation
|
Delaware | |||
Home Loan Services, Inc.
|
Delaware | |||
First Republic Investment Management, Inc.
|
New York | |||
First Republic Preferred Capital Corporation
|
Nevada | |||
First Republic Preferred Capital Corporation II
|
Nevada | |||
First Republic Securities Company, LLC
|
Nevada | |||
First Republic Wealth Advisors, LLC
|
Nevada | |||
Merrill Lynch Group, Inc.
|
Delaware | |||
Merrill Lynch Holdings
(Mauritius)5
|
Mauritius | |||
Apex Securities Company Limited
|
Thailand | |||
Investor Protection Insurance Company
|
Vermont | |||
Merrill Lynch Credit Reinsurance Limited
|
Bermuda | |||
FAM Distributors, Inc.
|
Delaware | |||
Merrill Lynch Investment Holdings (Mauritius)
Limited6
|
Mauritius |
1 Also
conducts business under the name Merrill Lynch &
Co.
2 Similarly
named subsidiaries that engage in the sale of insurance and
annuity products are incorporated in various other jurisdictions.
3 The
preferred stock of the corporation is owned by an unaffiliated
group of investors.
4 14.617%
of this entity is held by Merrill Lynch Bank USA.
5 Partially
held by another direct subsidiary of ML&Co.
6 Merrill
Lynch Group, Inc. and Merrill Lynch International Incorporated
each hold fifty percent of this entity.
Name
|
State or Jurisdiction of Entity
|
|||
Merrill Lynch (Mauritius) Investments Limited
|
Mauritius | |||
DSP Merrill Lynch
Limited7
|
Mumbai, India | |||
DSP Merrill Lynch Capital Limited
|
Mumbai, India | |||
DSP Merrill Lynch Securities Trading Limited
|
Mumbai, India | |||
DSP Merrill Lynch Trust Services Limited
|
Mumbai, India | |||
ML Invest, Inc.
|
Delaware | |||
Merrill Lynch Investment Managers Group Services Limited
|
England | |||
Merrill Lynch Investment Managers (Finance) Limited
|
England | |||
Merrill Lynch Investment Managers Holdings B.V.
|
Netherlands | |||
Merrill Lynch Portfolio Managers Limited
|
England | |||
Merrill Lynch Bank USA
|
Utah | |||
Financial Data Services, Inc.
|
Florida | |||
Merrill Lynch Business Financial Services Inc.
|
Delaware | |||
Merrill Lynch Commercial Finance Corp.
|
Delaware | |||
Merrill Lynch Utah Investment Corporation
|
Utah | |||
MLBUSA Community Development Corp.
|
Delaware | |||
MLBUSA Funding Corporation
|
Delaware | |||
Merrill Lynch NJ Investment Corporation
|
New Jersey | |||
Merrill Lynch Insurance Group, Inc.
|
Delaware | |||
Merrill Lynch Insurance Group Services, Inc.
|
Delaware | |||
Roszel Advisors, LLC
|
Delaware | |||
Merrill Lynch European Asset Holdings Inc.
|
Delaware | |||
Merrill Lynch Yatirim Bank A.S.
|
Turkey | |||
Merrill Lynch Group Holdings Limited
|
Ireland | |||
Merrill Lynch International Bank
Limited8
|
Ireland | |||
Majestic Acquisitions Limited
|
England | |||
Mortgage Holdings Limited
|
England | |||
Mortgages plc
|
England | |||
Mortgages 1 Limited
|
England | |||
Merrill Lynch Bank (Suisse) S.A.
|
Switzerland | |||
Merrill Lynch Diversified Investments, LLC
|
Delaware | |||
Merrill Lynch Credit Products, LLC
|
Delaware | |||
Merrill Lynch Mortgage Capital Inc.
|
Delaware | |||
Merrill Lynch Mortgage Lending, Inc.
|
Delaware | |||
Wilshire Credit Corporation
|
Delaware | |||
MLDP Holdings, Inc.
|
Delaware | |||
Merrill Lynch Derivative Products AG
|
Switzerland | |||
ML IBK Positions, Inc.
|
Delaware | |||
Merrill Lynch PCG, Inc.
|
Delaware | |||
Merrill Lynch Capital Corporation
|
Delaware | |||
ML Leasing Equipment
Corp.9
|
Delaware | |||
Merrill Lynch Canada Holdings Company
|
Nova Scotia, Canada | |||
Merrill Lynch Canada Finance
Company10
|
Nova Scotia, Canada | |||
Merrill Lynch & Co., Canada Ltd.
|
Ontario, Canada | |||
Midland Walwyn
Inc.11
|
Canada | |||
Merrill Lynch Financial Assets Inc.
|
Canada |
7 Partially
held by another indirect subsidiary of ML&Co.
8 Held
through several intermediate holding companies.
9 This
corporation has 20 direct or indirect subsidiaries operating in
the United States and serving as either general partners or
associate general partners of limited partnerships.
10 Held
through several intermediate holding companies.
11 Partially
held by Merrill Lynch Canada Holdings Company.
Name
|
State or Jurisdiction of Entity
|
|||
Merrill Lynch Canada
Inc.12
|
Canada | |||
Merrill Lynch International Incorporated
|
Delaware | |||
OOO Merrill Lynch
Securities13
|
Russia | |||
Merrill Lynch Futures Asia Limited
|
Taiwan | |||
Merrill Lynch Reinsurance Solutions LTD
|
Bermuda | |||
Merrill Lynch (Australasia) Pty. Ltd.
|
New South Wales, Australia | |||
Merrill Lynch Finance (Australia) Pty Limited
|
Victoria, Australia | |||
Merrill Lynch Markets (Australia) Pty Limited
|
New South Wales, Australia | |||
Equity Margins Ltd.
|
Victoria, Australia | |||
Merrill Lynch (Australia) Pty Ltd
|
New South Wales, Australia | |||
Merrill Lynch Equities (Australia) Limited
|
Victoria, Australia | |||
Merrill Lynch Private (Australia) Limited
|
New South Wales, Australia | |||
Berndale Securities Limited
|
Victoria, Australia | |||
Merrill Lynch (Australia) Nominees Pty. Limited
|
New South Wales, Australia | |||
Merrill Lynch International (Australia) Limited
|
New South Wales, Australia | |||
Merrill Lynch (Australia) Futures Limited
|
New South Wales, Australia | |||
Merrill Lynch Japan Securities Co., Ltd.
|
Japan | |||
Merrill Lynch Japan Finance Co., Ltd.
|
Japan | |||
Merrill Lynch International Holdings Inc.
|
Delaware | |||
Nihonbashi Loan Service Corporation
|
Japan | |||
Nihonbashi Residential Mortgage Corporation
|
Japan | |||
Merrill Lynch Singapore Commodities Pte. Ltd.
|
Singapore | |||
Merrill Lynch France SAS
|
France | |||
Merrill Lynch Capital Markets (France) SAS
|
France | |||
Merrill Lynch, Pierce, Fenner & Smith SAS
|
France | |||
Merrill Lynch Mexico, S.A. de C.V., Casa de Bolsa
|
Mexico | |||
PT Merrill Lynch
Indonesia14
|
Indonesia | |||
Merrill Lynch HK Services Limited
|
Hong Kong | |||
Merrill Lynch (Asia Pacific) Limited
|
Hong Kong | |||
Merrill Lynch Far East Limited
|
Hong Kong | |||
Merrill Lynch Futures (Hong Kong) Limited
|
Hong Kong | |||
ML Cayman Holdings Inc.
|
Cayman Islands, British West Indies | |||
Merrill Lynch International & Co.
C.V.15
|
Netherlands Antilles | |||
Merrill Lynch Bank and Trust Company (Cayman) Limited
|
Cayman Islands, British West Indies | |||
Institucion Financiera Externa Merrill Lynch Bank
Uruguay S.A. |
Uruguay | |||
Merrill Lynch Espanola Agencia de Valores S.A.
|
Spain | |||
Merrill Lynch Capital Markets
AG16
|
Switzerland |
12 Held
through several intermediate holding companies.
13 Partially
held by another indirect subsidiary of Merrill Lynch
International Incorporated.
14 Merrill
Lynch International Holdings Inc. has an 80% stake in this
entity through a joint venture.
15 Partially
held by another indirect subsidiary of ML&Co.
16 Also
conducts business under the names Merrill Lynch Capital
Markets S.A. and Merrill Lynch Capital Markets
Ltd.
Name
|
State or Jurisdiction of Entity
|
|||
Merrill Lynch Europe PLC
|
England | |||
Merrill Lynch, Pierce, Fenner & Smith Limited
|
England | |||
Merrill Lynch Global Asset Management Limited
|
England | |||
ML UK Capital
Holdings17
|
England | |||
Merrill Lynch
International18
|
England | |||
Merrill Lynch Europe Intermediate Holdings
|
England | |||
Merrill Lynch Capital Markets Espana S.A., S.V.
|
Spain | |||
Merrill Lynch Holdings Limited
|
England | |||
Merrill Lynch Commodities (Europe) Holdings Limited
|
England | |||
Merrill Lynch Commodities (Europe) Limited
|
England | |||
Merrill Lynch Commodities (Europe) Trading Limited
|
England | |||
Merrill Lynch Commodities GmbH
|
England | |||
Merrill Lynch (Singapore) Pte.
Ltd.19
|
Singapore | |||
Merrill Lynch South Africa (Proprietary)
Limited20
|
South Africa | |||
Merrill Lynch Argentina
S.A.21
|
Argentina | |||
Merrill Lynch, Pierce, Fenner & Smith de Argentina
|
Argentina | |||
Sociedad Anonima, Financiera, Mobiliaria y de
Mandatos22
|
||||
Banco Merrill Lynch de Investimentos
S.A.23
|
Brazil | |||
Merrill Lynch S.A. Corretora de Titulos e Valores Mobiliarios
|
Brazil | |||
Merrill Lynch
S.A.24
|
Luxembourg | |||
Merrill Lynch Europe Ltd.
|
Cayman Islands, British West Indies | |||
Herzog, Heine, Geduld, LLC
|
Delaware | |||
Merrill Lynch Financial Markets, Inc.
|
Delaware | |||
The Princeton Retirement Group , Inc.
|
Delaware |
17 Held
through several intermediate holding companies.
18 Partially
held by another indirect subsidiary of ML&Co.
19 Held
through intermediate subsidiaries.
20 Held
through intermediate subsidiaries.
21 Partially
held by another direct subsidiary of ML&Co.
22 Partially
held by another direct subsidiary of ML&Co.
23 Partially
held by another direct subsidiary of ML&Co.
24 Partially
held by another indirect subsidiary of ML&Co.