8-K: Current report filing
Published on September 13, 2002
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): September 13, 2002
Merrill Lynch & Co., Inc.
(Exact name of Registrant as specified in its charter)
Delaware |
1-7182 |
13-2740599 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
4 World Financial Center, New York, New York
10080
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code: (212) 449-1000
(Former name or former address, if
changed since last report.)
Item 5. Other Events
Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-83374) filed by Merrill Lynch &
Co., Inc. (the Company) with the Securities and Exchange Commission covering Senior Debt Securities issuable under an indenture dated as of April 1, 1983, as amended through the date hereof, between the Company and JPMorgan Chase Bank
(as so amended, the Indenture). The Company will issue $10,000,000 aggregate principal amount of Market Index Target-Term Securities® Linked to the USD/EUR Exchange Rate due
September 13, 2005 under the Indenture. The exhibits consist of the form of Securities and an opinion of counsel relating thereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
EXHIBITS | ||
(4) |
Instruments defining the rights of security holders, including indentures.
Form of Merrill Lynch & Co., Inc.s Market Index Target-Term Securities® Linked to the USD/EUR Exchange Rate due September 13, 2005.
| |
(5) & (23) |
Opinion re: legality; consent of counsel.
Opinion of Sidley Austin Brown & Wood LLP relating to the Market Index Target-Term Securities® Linked to the USD/EUR Exchange Rate due September 13, 2005 (including
consent for inclusion of such opinion in this report and in Merrill Lynch & Co., Inc.s Registration Statement relating to such Securities).
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2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly
authorized.
MERRILL LYNCH & CO., INC. | ||
(Registrant) | ||
By: |
/S/ JOHN C. STOMBER | |
John C. Stomber | ||
Senior Vice President and Treasurer |
Date: September 13, 2002
3
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED
SEPTEMBER 13, 2002
Commission File Number 1-7182
Exhibit Index
Exhibit No. |
Description |
Page | ||
(4) |
Instruments defining the rights of security holders, including indentures. |
|||
Form of Merrill Lynch & Co., Inc.s Market Index Target-Term Securities® Linked to the USD/EUR Exchange Rate due September 13, 2005.
|
||||
(5) & (23) |
Opinion re: legality; consent of counsel. |
|||
Opinion of Sidley Austin Brown & Wood LLP relating to the Market Index Target-Term Securities® Linked to the USD/EUR Exchange Rate due September 13, 2005 (including consent for inclusion of such opinion in
this report and in Merrill Lynch & Co., Inc.s Registration Statement relating to such Securities).
|