8-K: Current report filing
Published on March 24, 1994
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 24, 1994
Merrill Lynch & Co., Inc.
(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 449-1000
(Former name or former address, if changed since last report.)
Item 5. Other Events
Exhibits are filed herewith in connection with the Registration Statement
on Form S-3 (File No. 33-51489) filed by Merrill Lynch & Co., Inc. ("ML & Co.")
with the Securities and Exchange Commission covering Senior Debt Securities
issuable under an indenture dated as of April 1, 1983, as amended and restated,
between ML & Co. and Chemical Bank (successor by merger to Manufacturers Hanover
Trust Company) (the "Indenture"). ML & Co. will issue $100,000,000 principal
amount of Constant Maturity Treasury Rate Indexed Notes due March 24, 1997 under
the Indenture. The exhibits consist of the form of Notes and an opinion of
counsel relating thereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
EXHIBITS
(4) Instruments defining the rights of
security holders, including indentures.
Form of Merrill Lynch & Co., Inc.'s Constant
Maturity Treasury Rate Indexed Notes due March
24, 1997.
(5) & (23) Opinion re: legality; consent of
counsel.
Opinion of Brown & Wood relating to the Constant
Maturity Treasury Rate Indexed Notes due March
24, 1997 (including consent for inclusion of such
opinion in this report and in Merrill Lynch &
Co., Inc.'s Registration Statement relating to
such Notes).
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
(Registrant)
By: /s/ Theresa Lang
Theresa Lang
Treasurer
Date: March 24, 1994
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED MARCH 24, 1994
COMMISSION FILE NUMBER 1-7182
EXHIBIT INDEX
Exhibit No. Description Page
(4) Instruments defining the rights of
security holders, including
indentures.
Form of Merrill Lynch & Co., Inc.'s
Constant Maturity Treasury Rate
Indexed Notes due March 24, 1997.
(5) & (23) Opinion re: legality; consent of
counsel.
Opinion of Brown & Wood relating to
the Constant Maturity Treasury Rate
Indexed Notes due March 24, 1997
(including consent for inclusion of
such opinion in this report and in
Merrill Lynch & Co., Inc.'s
Registration Statement relating to
such Notes).