8-K: Current report filing
Published on November 2, 1994
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 3, 1994
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Merrill Lynch & Co., Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 449-1000
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(Former name or former address, if changed since last report.)
Item 5. Other Events
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Exhibits are filed herewith in connection with the Registration Statement
on Form S-3 (File No. 33-55363) filed by Merrill Lynch & Co., Inc. ("ML & Co.")
with the Securities and Exchange Commission covering depositary shares and
preferred stock. ML & Co. will offer 17,000,000 depositary shares (the
"Depositary Shares"), each representing one-four hundredth of a share of ML &
Co.'s 9% Cumulative Preferred Stock, Series A (the "Preferred Stock"). The
exhibits consist of the form of certificate evidencing the Preferred Stock, the
form of Depositary Receipt, the form of the Certificate of Designations relating
to the Preferred Stock and the form of Deposit Agreement.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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EXHIBITS
4.1 Form of Certificate of Designations of the Registrant
establishing the rights, preferences, privileges,
qualifications, restrictions and limitations relating
to the Preferred Stock.
4.2 Form of certificate evidencing the Preferred Stock.
4.3 Form of Deposit Agreement.
4.4 Form of Depositary Receipt (attached as Exhibit A to
Exhibit 4.3 hereto).
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
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(Registrant)
By: /s/ Theresa Lang
_________________________
Theresa Lang
Treasurer
Date: November 3, 1994
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED NOVEMBER 3, 1994
COMMISSION FILE NUMBER 1-7182
EXHIBIT INDEX
Exhibit No. Description Page
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4.1 Form of Certificate of Designations
of the Registrant establishing the
rights, preferences, privileges,
qualifications, restrictions and
limitations relating to the
Preferred Stock.
4.2 Form of certificate evidencing
the Preferred Stock.
4.3 Form of Deposit Agreement.
4.4 Form of Depositary Receipt
(attached as Exhibit A to Exhibit
4.3 hereto).