8-K: Current report filing
Published on November 27, 1995
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 27, 1995
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Merrill Lynch & Co., Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number including area code: (212) 449-1000
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_________________________________________________________________
(Former name or former address, if changed since last report.)
Item 5. Other Events
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Exhibits are filed herewith in connection with the Registration Statement
on Form S-3 (File No. 33-61559) filed by Merrill Lynch & Co., Inc. ("ML & Co.")
with the Securities and Exchange Commission (the "Registration Statement")
covering the Russell 2000 Index Call Warrants Expiring November 17, 1998 (the
"Warrants") issuable under a Warrant Agreement dated as of November 27, 1995
between ML & Co. and Citibank, N.A. (the "Warrant Agreement"). ML & Co. will
issue 1,350,000 Warrants pursuant to the Warrant Agreement. The exhibits
consist of the form of the Warrant Agreement (including a form of the Warrant)
and an opinion of counsel relating to the Warrants.
Item 7. Financial Statements, Pro Forma Financial Information
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and Exhibits
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EXHIBITS
(4) Instruments defining the rights of security holders, including
indentures.
Form of Warrant Agreement dated as of November 27, 1995,
including a form of the Warrant.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood relating to the Russell 2000 Index
Call Warrants Expiring November 17, 1998 (including consent
for inclusion of such opinion in this report and in Merrill
Lynch & Co., Inc.'s Registration Statement relating to such
Warrants).
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
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(Registrant)
By: /s/ Joseph T. Willett
_____________________________
Joseph T. Willett
Senior Vice President
and Chief Financial Officer
Date: November 27, 1995
3
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED NOVEMBER 27, 1995
Commission File Number 1-7182
Exhibit Index
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Exhibit No. Description Page
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(4) Instruments defining the rights of
security holders including indentures.
Form of Warrant Agreement dated as of
November 27, 1995, including a form of
the Warrant.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood relating to the
Russell 2000 Index Call Warrants Expiring
November 17, 1998 (including consent for
inclusion of such opinion in this report
and in Merrill Lynch & Co., Inc.'s
Registration Statement relating to such
Warrants).