8-K: Current report filing
Published on July 9, 1996
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 9, 1996
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Merrill Lynch & Co., Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 449-1000
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(Former name or former address, if changed since last report)
Item 5. Other Events
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Exhibits are filed herewith in connection with Post-Effective Amendment No.
1 to the Registration Statement on Form S-3 (File No. 33-65135) filed by Merrill
Lynch & Co., Inc. (the "Company") with the Securities and Exchange Commission
covering Senior Debt Securities, Subordinated Debt Securities and Warrants
issuable under an indenture dated as of April 1, 1983 and restated as of April
1, 1987, as amended and supplemented as of July 1, 1996, by the Tenth
Supplemental Indenture, between the Company and Chemical Bank (successor by
merger to Manufacturers Hanover Trust Company) (collectively, the "Indenture").
The Company will offer 6,510,286 6 1/4% STRYPES Due July 1, 2001 Payable with
Shares of Common Stock of IMC Global Inc. ("STRYPES"). The exhibits consist of
the form of Underwriting Agreement, Registration Agreement, Indenture, STRYPES
Certificate and Purchase Agreement relating thereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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EXHIBITS
1(a) - Underwriting Agreement among the Company, GVI Holdings, Inc. and
the Underwriter.
1(b) - Registration Agreement among the Company, GVI Holdings, Inc., IMC
Global Inc. and the Underwriter.
4(a) - Senior Indenture, dated as of April 1, 1983, as amended and restated,
between the Company and Chemical Bank (successor by merger to
Manufacturers Hanover Trust Company), incorporated herein by reference
to Exhibit 99(c) to Registrant's Registration Statement on Form 8-A
dated July 20, 1992.
4(b) - Tenth Supplemental Indenture to the Senior Indenture between the
Company and Chemical Bank (successor by merger to Manufacturers
Hanover Trust Company).
4(c) - Certificate representing the STRYPES.
10 - Purchase Agreement among the Company, Merrill Lynch Capital Inc. and
GVI Holdings, Inc. relating to shares of IMC Common Stock.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
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(Registrant)
By: /s/ Theresa Lang
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Theresa Lang
Treasurer
Date: July 9, 1996
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED JULY 9, 1996
Commission File Number 1-7182
EXHIBIT INDEX