8-K: Current report filing
Published on April 19, 1999
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 19, 1999
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Merrill Lynch & Co., Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 449-1000
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(Former name or former address, if changed since last report.)
Item 5. Other Events
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Exhibits are filed herewith in connection with the Registration Statement on
Form S-3 (File No. 333-59997) filed by Merrill Lynch & Co., Inc. (the "Company")
with the Securities and Exchange Commission covering Senior Debt Securities
issuable under an indenture dated as of April 1, 1983, as amended and restated,
between the Company and The Chase Manhattan Bank (the "Indenture"). The Company
will issue $72,000,000 aggregate principal amount of Consumer Staples Select
Sector SPDR(R) Fund Market Index Target-Term Securities(R) due April 19, 2006
under the Indenture. The exhibits consist of the form of Securities and an
opinion of counsel relating thereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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EXHIBITS
(4) Instruments defining the rights of
security holders, including indentures.
Form of Merrill Lynch & Co., Inc.'s Consumer Staples
Select Sector SPDR(R) Fund Market Index Target-Term
Securities(R) due April 19, 2006.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood LLP relating to the Consumer
Staples Select Sector SPDR(R) Fund Market Index Target-
Term Securities(R) due April 19, 2006 (including
consent for inclusion of such opinion in this report
and in Merrill Lynch & Co., Inc.'s Registration
Statement relating to such Securities).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
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(Registrant)
By: /s/ John C. Stomber
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John C. Stomber
Senior Vice President
and
Treasurer
Date: April 19, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED APRIL 19, 1999
Commission File
Number 1-7182
Exhibit Index
Exhibit No. Description Page
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(4) Instruments defining the rights of security holders,
including indentures.
Form of Merrill Lynch & Co., Inc.'s Consumer Staples Select
Sector SPDR(R) Fund Market Index Target-Term Securities(R)
due April 19, 2006.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood LLP relating to the Consumer Staples
Select Sector SPDR(R) Fund Market Index Target-Term
Securities due April 19, 2006 (including consent for
inclusion of such opinion in this report and in Merrill
Lynch & Co., Inc.'s Registration Statement relating to such
Securities)