8-K: Current report filing
Published on May 28, 1999
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 28, 1999
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Merrill Lynch & Co., Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 1-7182 13-2740599
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(State or other (Commission (I.R.S.Employer
jurisdiction of File Number) Identification No.)
incorporation)
World Financial Center, North Tower, New York, New York 10281-1220
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (212) 449-1000
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(Former name or former address, if changed since last report.)
Item 5. Other Events
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Exhibits are filed herewith in connection with the Registration Statements on
Form S-3 (File Nos. 333-59997 and 333-68747) filed by Merrill Lynch & Co., Inc.
("ML&Co.") with the Securities and Exchange Commission covering Senior Debt
Securities issuable under the Warrant Agreement dated as of May 28, 1999 between
ML&Co. and Citibank, N.A. as Warrant Agent (the "Warrant Agreement"). ML&Co.
will issue 1,200,000 Russell 2000 Index Call Warrants, Expiring May 25, 2001,
under the Warrant Agreement. The exhibits consist of the form of the Warrant
Agreement (including a form of Warrant) and an opinion of counsel relating
thereto.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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EXHIBITS
(4) Instruments defining the rights of
security holders, including indentures.
Form of Warrant Agreement dated as
of May 28, 1999, including a form of the Warrant.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood LLP relating to the Russell
2000 Index Call Warrants, Expiring May 25, 2001
(including consent for inclusion of such opinion in
this report and in Merrill Lynch & Co., Inc.'s
Registration Statements relating to such Warrants).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereto duly authorized.
MERRILL LYNCH & CO., INC.
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(Registrant)
By: /s/ John C. Stomber
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John C. Stomber
Senior Vice President
and
Treasurer
Date: May 28, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
MERRILL LYNCH & CO., INC.
EXHIBITS TO CURRENT REPORT ON
FORM 8-K DATED MAY 28, 1999
Commission File Number 1-7182
Exhibit Index
Exhibit No. Description Page
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(4) Instruments defining the rights of security holders,
including indentures.
Form of Warrant Agreement dated as of May 28, 1999,
including a form of the Warrant.
(5) & (23) Opinion re: legality; consent of counsel.
Opinion of Brown & Wood LLP relating to the Russell 2000
Index Call Warrants, Expiring May 25, 2001 (including
consent for inclusion of such opinion in this report and in
Merrill Lynch & Co., Inc.'s Registration Statements relating
to such Warrants).